Benefit from improved oversight, less risk & full transparency…
Benefit from improved oversight, less risk & full transparency with our ready-to-use, customisable Regulatory Hosting Module
Meet regulators’ expectations
- Easily monitor Appointed Representatives (AR) & scrutinise activities
- Remain compliant with regulatory requirements
- Keep the FCA satisfied with the right level of control over ARs
Guarantee
oversight & tracking
- Ensure a clear oversight process with ongoing compliance monitoring
- Manage all AR pre-approvals & declarations with our Employee Compliance module
- Streamline reporting with automated reminders & notifications
Ensure transparency & auditability
- Access a simple-to-use reporting dashboard
- Easily access reports, pre- approvals, declarations & supporting documentation – all stored automatically in relevant registers
- Effortlessly retrieve & analyse records to conduct audits, or evidence ongoing compliance
…with our ready-to-use, customisable Regulatory Hosting Module



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& let’s talk
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